Implementing Financial Regulation

Now that the Financial Services and Markets Act 2000 has had a chance to bed itself down and the Financial Services Authority (FSA) is developing its new regulatory toolkit and modus operandi, financial regulation has moved on in interesting directions.

Preface. Acknowledgements. 1. Regulation in context. 2. Aligning risk and regulation: FSA's risk-based operating framework. 3. Regulation within the regulated firm: legislation and rules. 4. Senior management regulation: evidence and practice since N2. 5. The wider regulatory and legal context for senior management. 6. Regulation and the emergence of the financial citizen. 7. An illustrated critique of meta regulation and concluding comments. Index.